The MAS Register of Representatives (the “Register”) is a public record of individuals who conduct regulated activities under the Securities and Futures Act and provide financial advisory services under the Financial Advisers Act.
Financial institutions appointing representatives to conduct regulated activities or provide financial advisory services on their behalf are required to notify MAS of such appointments (“appointed representatives”). The Register provides an online search function for all appointed representatives who have been notified to MAS.
Every individual on the Register has been certified by the CEO or Director of his/her financial institution to have met MAS' fit and proper criteria. Details on the fit and proper criteria, which include competency, financial soundness and integrity, are set out in MAS' Fit and Proper Guidelines which are available on MAS' website.
